Form BD-Y2K, information required of broker-dealers pursuant to section 17 of the Securities Exchange Act of 1934 and § 240.17a-5 of this chapter.

17 C.F.R. § 249.618

in effectEffective: 2024-07-01

This form shall be used by every broker-dealer required to file reports under § 240.17a-5(e) of this chapter.

Source: eCFRURL: https://www.ecfr.gov/api/versioner/v1/full/2024-07-01/title-17.xmlFetched: 7/26/2026