Form X-15AA-1, for application for registration as a national securities association or affiliated securities association.

17 C.F.R. § 249.801

in effectEffective: 2024-07-01

This form shall be filed as an application for registration as a national securities association or as an affiliated securities association pursuant to Rule 15Aa-1 (§ 240.15Aa-1 of this chapter).

Source: eCFRURL: https://www.ecfr.gov/api/versioner/v1/full/2024-07-01/title-17.xmlFetched: 7/26/2026