Right to challenge.

17 C.F.R. § 201.1106
in effectEffective: 2024-07-01
Sign in to generate a plain English summaryAsk Belisarius Agent
Other than in connection with the opportunity to submit comments as provided in § 201.1103, no person shall be granted leave to intervene or to participate or otherwise to appear in any agency proceeding or otherwise to challenge an order of disgorgement or creation of a Fair Fund; or an order approving, approving with modifications, or disapproving a plan of disgorgement or a Fair Fund plan; or any determination relating to a plan based solely upon that person's eligibility or potential eligibility to participate in a fund or based upon any private right of action such person may have against any person who is also a respondent in the proceeding.

Starting a business? Corpus forms LLCs in all 50 states and DC.