Notice of the commencement of a member responsibility action.

17 C.F.R. § 171.40
in effectEffective: 2024-07-01
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The notice of a Member Responsibility Action provided by the National Futures Association pursuant to its rules shall advise the affected parties of their right to petition the Commission pursuant to § 171.41 to stay the effective date of the action pending a hearing before the National Futures Association on the factual issues relevant to the suspension, restriction or remedial action ordered.

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17 C.F.R. § 171.40 — Notice of the commencement of a member responsibility action | Code of Federal Regulations | Corpus