b1-6 Notice to brokers and dealers of requirements regarding lost securityholders and unresponsive payees.
17 C.F.R. § 240.15b1-6
in effectEffective: 2024-07-01Brokers and dealers are hereby notified of Rule 17Ad-17 (§ 240.17Ad-17), which addresses certain requirements with respect to lost securityholders and unresponsive payees that may be applicable to them.
Source: eCFRURL: https://www.ecfr.gov/api/versioner/v1/full/2024-07-01/title-17.xmlFetched: 7/26/2026