Form 10-M, consent to service of process by a nonresident general partner of a broker-dealer firm.
17 C.F.R. § 249.510
in effectEffective: 2024-07-01This form shall be filed pursuant to Rule 15b1-5 (§ 240.15b1-5 of this chapter) by each nonresident general partner of a broker-dealer firm registered or applying for registration pursuant to section 15 of the Act.
Source: eCFRURL: https://www.ecfr.gov/api/versioner/v1/full/2024-07-01/title-17.xmlFetched: 7/26/2026