d-9 Exemption for Canadian Trust Indentures from Specified Provisions of the Act.
17 C.F.R. § 260.4d-9
in effectEffective: 2024-07-01Any trust indenture filed in connection with offerings on a registration statement on Form S-1, (§ 239.1 of this chapter) F-7, F-8, F-9, F-10 or F-80 (§§ 239.37 through 239.41 of this chapter) shall be exempt from the operation of sections 310(a)(3) and 310(a)(4), sections 310(b) through 316(a), and sections 316(c) through 318(a) of the Act; provided that the trust indenture is subject to:
(a) The Canada Business Corporations Act, R. S. C. 1985;
(b) The Bank Act, R. S. C. 1985;
(c) The Business Corporations Act, 1982 (Ontario), S. O. 1982; or
(d) The Company Act, R.S.B.C. 1979, C. 59.
Source: eCFRURL: https://www.ecfr.gov/api/versioner/v1/full/2024-07-01/title-17.xmlFetched: 7/26/2026