Exclusion for news media.

17 C.F.R. § 242.505
in effectEffective: 2024-07-01
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No provision of this Regulation AC shall apply to any person who: (a) Is the publisher of any bona fide newspaper, news magazine or business or financial publication of general and regular circulation; and (b) Is not registered or required to be registered with the Commission as a broker or dealer or investment adviser.

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