Md. Code, Corporations and Associations § 11-403

Md. Code, Corporations and Associations § 11-403
in effect
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Unless sooner terminated under other provisions of this title, the registration of each broker-dealer, agent, investment adviser, and investment adviser representative and the notice filing of each federal covered adviser expires December 31, unless renewed.
Source: Open US Law by Vaquill AI (CC BY 4.0)URL: https://mgaleg.maryland.gov/mgawebsite/Laws/StatuteText?article=gca&section=11-403&enactments=falseFetched: 10/16/2026

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