Reporting completion of investment adviser representative continuing education requirements

Ind. Code § 23-19-4.3-7
in effect
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Sec. 7. An authorized provider shall report the completion of an investment adviser representative's applicable investment adviser representative continuing education requirements to FINRA not more than thirty (30) days after the investment adviser representative completes the applicable investment adviser representative continuing education requirements. As added by P.L.41-2026, SEC.7.
Source: Open US Law by Vaquill AI (CC BY 4.0)URL: https://iga.in.gov/laws/2026/ic/titles/23Fetched: 10/17/2026

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