Form X-17A-19, report by national securities exchanges and registered national securities associations of changes in the membership status of any of their members.

17 C.F.R. § 249.635
in effectEffective: 2024-07-01
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This form shall be completed and filed by each national securities exchange or registered national securities association as required by § 240.17a-19 of this chapter within 5 business days of the occurrence of the initiation of the membership of any person or the suspension or termination of the membership of any of its members.

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