Broker company referrals; disclosure of referral compensation to client or customer

Ind. Code § 25-34.1-10-18
in effect
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Sec. 18. (a) A broker company who refers a client or customer to another broker company shall disclose to the client or customer if the broker company may be compensated for referring the client or customer. (b) A disclosure under subsection (a) must be made: (1) in writing; and (2) at the time of the referral. As added by P.L.30-2026, SEC.1.
Source: Open US Law by Vaquill AI (CC BY 4.0)URL: https://iga.in.gov/laws/2026/ic/titles/25Fetched: 10/17/2026

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