Contents of notice of charges.
19 C.F.R. § 111.62
in effectEffective: 2024-07-01The notice of charges must inform the broker that:
(a) Sections 554 and 558, Title 5, United States Code, are applicable to the formal proceedings;
(b) The broker may be represented by counsel;
(c) The broker will have the right to cross-examine witnesses;
(d) The broker will be notified of the time and place of a hearing on the charges; and
(e) Prior to the hearing on the charges, the broker may file with the processing Center, a verified answer to the charges.
Source: eCFRURL: https://www.ecfr.gov/api/versioner/v1/full/2024-07-01/title-19.xmlFetched: 7/26/2026
