a1-2 Exemption from SIPA for OTC derivatives dealers.

17 C.F.R. § 240.36a1-2
in effectEffective: 2024-07-01
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OTC derivatives dealers, as defined in § 240.3b-12, shall be exempt from the provisions of the Securities Investor Protection Act of 1970 (15 U.S.C. 78aaa through 78lll).

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