Training resources for broker-dealers, investment advisers, and qualified individuals; availability on secretary of state's website

Ind. Code § 23-19-4.1-10
in effect
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Sec. 10. Not later than September 1, 2017, the commissioner shall develop and make available on the secretary of state's website information that includes training resources to assist broker-dealers, investment advisers, and qualified individuals in the prevention and detection of financial exploitation of financially vulnerable adults. The training resources must include information on: (1) indicators of financial exploitation of financially vulnerable adults; and (2) the potential steps broker-dealers, investment advisers, and qualified individuals can take, under Indiana law, to prevent suspected financial exploitation of financially vulnerable adults. As added by P.L.39-2016, SEC.1. Amended by P.L.158-2017, SEC.13; P.L.23-2026, SEC.240.
Source: Open US Law by Vaquill AI (CC BY 4.0)URL: https://iga.in.gov/laws/2026/ic/titles/23Fetched: 10/17/2026

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