a-13 Change in form of beneficial ownership.

17 C.F.R. § 240.16a-13
in effectEffective: 2024-07-01
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A transaction, other than the exercise or conversion of a derivative security or deposit into or withdrawal from a voting trust, that effects only a change in the form of beneficial ownership without changing a person's pecuniary interest in the subject equity securities shall be exempt from section 16 of the Act.

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